Audit Manager Capital Markets Broker Dealer Jobs In new york city, NY

Audit Manager - Capital Markets/Broker Dealer

RSM US LLP - new york city, NY

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, ...

Created: 2024-10-02

Vice President - Senior (Java) Application Developer

BNP Paribas - jersey city, NJ

Global Prime Services technology is seeking a senior application developer for the Prime Broker Product Referential application platform. The ...

Created: 2024-10-19

Senior Financial Vice President

PGMTEK Inc. - new york city, NY

Job Description It is the policy of this company to comply with federal and state laws and regulations, as well as United States Generally ...

Created: 2024-10-01

Global Markets Regulatory Compliance Advisory - Americas

Groupe Crédit Agricole - New York City, NY

SummaryGlobal Markets Regulatory Compliance ("GMRC") Advisory - Americas Director is responsible for providing advice on Swap Dealer and ...

Created: 2024-10-09

Compliance Associate, AML & Regulatory Oversight

Lord Abbett.com - jersey city, NJ

The Role: About Lord Abbett: Founded in 1929, Lord Abbett is an independent firm with a singular focus on the management of money. Over the ...

Created: 2024-10-15

Global Markets Regulatory Compliance Advisory - Americas

Groupe Crdit Agricole - new york city, NY

Summary Global Markets Regulatory Compliance (GMRC) Advisory Americas Director is responsible for providing advice on Swap Dealer and Broker ...

Created: 2024-10-08

Client Service Associate

Motion Recruitment - new york city, NY

Client Service Associate New York, NY Hybrid Contract Up to $0.72/hr Title: Client Service Associate Description: Job Description Summary The ...

Created: 2024-10-16

Account Services Representative

Oppenheimer & Co - New York City, NY

Who We Are: Oppenheimer & Co. Inc. (Oppenheimer) is a leading middle-market investment bank and full-service broker-dealer. With roots tracing ...

Created: 2024-10-09

$16 - $35/Hr Audit Manager Capital Markets Broker Dealer (...

LocalStaffing - new york city, NY

Now Hiring - Great pay & Benefits. Click to Apply

Created: 2024-07-07

Financial Advisor- Ridgewood, NJ

TD Bank - ridgewood, NJ

Work Location: United States of America Hours: 40 Pay Details: $100,000 - $100,000 USD TD is committed to providing fair and equitable ...

Created: 2024-10-15