Senior Compliance Officer Equity Capital Markets Jobs In new york city, NY

Executive Director, Equity Derivatives Compliance

CIBC - New York City, NY

We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's ...

Created: 2024-09-20

Compliance Advisor Senior Manager

Capital One Services, LLC - New York City, NY

NYC 299 Park Avenue (22957), United States of America, New York, New YorkCompliance Advisor Senior ManagerThe Compliance Advisor Senior Manager ...

Created: 2024-09-20

Senior Manager, Head of Volcker Compliance

Scotiabank - New York City, NY

   Requisition ID: 206763 Salary Range: 110,700.00 - 211,800.00 Please note that the Salary Range shown ...

Created: 2024-09-12

Vice President in Equity Capital Markets

HSBC - New York City, NY

Job description Vice President in Equity Capital Markets, HSBC Securities (USA) Inc., New York, NY: Responsible for originating, structuring and ...

Created: 2024-09-07

IBD, Financing Group, Equity Capital Markets TMT/CRG, ...

Goldman Sachs - New York City, NY

INVESTMENT BANKINGOur division works on some of the most complex financial challenges and transactions in the market today. Whether advising on ...

Created: 2024-09-07

Senior Compliance Officer - Equity Capital Markets

Bruin - New York City, NY

Renowned family office (closely resembling a hedge fund) are seeking an experience Equity Capital Markets Compliance Officer to join their New ...

Created: 2024-07-07

Investment Banking Compliance Coverage Officer - Compliance ...

Societe Generale - new york city, NY

Responsibilities will include: Provide regulatory and Firm compliance policy advice / guidance to Equity Capital Markets, as well as Debt ...

Created: 2024-09-17

Senior Compliance Officer - Public Side Advisory - ...

Sumitomo Mitsui Banking Corporation - new york city, NY

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of ...

Created: 2024-09-17

Personal/Executive Assistant

Partnership Employment - New York City, NY

Personal Assistant/Executive Assistant to CEO THIS ROLE IS A LONG-TERM TEMPORARY SPOT WITH TH EPOSSIBILITY TO BE CONVERTED TO AN EMPLOYEEA high-...

Created: 2024-09-20

Extra Room Attendant

Hyatt Hotels Corporation - New York City, NY

To clean guest rooms as assigned ensuring the hotel and Thompson's established standards of cleanliness are met. Responsible for reporting any ...

Created: 2024-07-07