Audit Manager Capital Markets Broker Dealer Jobs In New York City, NY

Audit Manager - Capital Markets/Broker Dealer

RSM US LLP - New York City, NY

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, ...

Created: 2024-09-20

Head of AML - Broker Dealer

Larson Maddox - new york city, NY

A broker dealer and investment bank is seeking a Head of AML to run the day-to-day execution of the financial crimes program covering the ...

Created: 2024-09-15

Anti-Money Laundering Officer

Maxim Group LLC - new york city, NY

Head of Maxim's AML Department and Anti Money Laundering OfficerMaxim Group, a full-service, mid-size broker dealer and investment bank with ...

Created: 2024-09-20

Investor Operations, Principal

Blue Owl Capital Inc. - Short Hills, NJ

Blue Owl (NYSE: OWL) is a leading asset manager that is redefining alternatives. With over $192 billion in assets under management as of June 30,...

Created: 2024-09-16

Commission Analyst

PRI Technology - new york city, NY

Commissions AnalystMy name is Bill Stevens, and I have two new twelve month plus Commissions Analyst opportunities available for a major firm ...

Created: 2024-09-20

Business Analyst - Broker Dealer

NASDAQ Omx Group, Inc. - New York City, NY

Nasdaq Technology is looking for a Business Analyst Specialist to join our Broker Dealer team in New York. If Innovation and effectiveness drive ...

Created: 2024-07-07

Project Manager Post M&A Integration Senior Consultant

Sia Partners - new york city, NY

Sia Partners is a next-generation management consulting firm. We offer a unique blend of AI and design capabilities, augmenting traditional ...

Created: 2024-09-09

Alternative Investments Internal Associate - Broker Dealer ...

CAIS Group - New York City, NY

CAIS"¯is the pioneer in democratizing access to and education about alternative investments and structured notes for independent advisors, asset ...

Created: 2024-09-20

Vice President - Senior (Java) Application Developer

BNP Paribas - jersey city, NJ

Global Prime Services technology is seeking a senior application developer for the Prime Broker Product Referential application platform. The ...

Created: 2024-07-07

Salesforce Support Administrator

MongoDB, Inc. - New York City, NY

Salesforce, Administrator, Support, Sales, Technology

Created: 2024-07-07