Regulatory Affairs Consultant

Responsibilities Ensuring timely, efficient, and accurate communication between regulators and the Bank Promptly communicating regulatory requests/inquiries and deadlines to internal stakeholders, across all lines of defense; properly tracking and following up on communication to ensure prompt responses; escalating issues of timeliness to supervisor, as needed Properly maintaining and updating RAO trackers including, but not limited to, regulatory affairs communications, meetings, exams, etc. to ensure actions are completed by internal deadlines Arranging monthly and ad hoc regulatory meetings; responsible for logistics, scheduling, and coordinating with internal and external parties Recording, distributing, and retaining proper minutes for all regulatory meetings Assisting in the collection of regulatory-related information, status updates, and remediation progress from various Legal & Compliance Department teams, as well as other Lines of Business (Departments), for review by RAO Head Assisting with quality review of regulatory submissions to ensure deliverables meet strict deadlines and fulfill regulatory and quality standards Recommending procedure updates and assisting with revisions per supervisory input Completing other tasks or projects as assigned by the Supervisor, including ad hoc regulatory updates or communications, as requested Seniority Level Associate Employment Type Contract Job Function Legal Industries Banking, Investment Banking, and Financial Services #J-18808-Ljbffr

Created: 2025-03-08