VP Regulatory Affairs

VP-Head of Legal & Compliance Research @ Madison-Davis, LLC | AML, KYC, BSAInvestment bank located in Midtown Manhattan looking to bring on board a "VP Regulatory Affairs" to join their team. This role is currently in a hybrid capacity (2-3 days per week).Responsibilities:Manage internal coordination of interactions with U.S. prudential and securities regulators and foreign regulators.Support supervisory examinations as a central contact for business and control functions.Maintain and enhance governance documents related to supervisory examination.Assist in the Management of the Remediation Program Framework:Manage various remediation workstreams to support the firmwide regulatory remediation program.Support remediation oversight as a central contact for business and control functions.Facilitate escalation and resolution of any material issues, delays or stakeholder conflicts related to remediation.Support the monthly Regulatory Remediation Oversight Committee.Support the development of other reporting and presentations for various internal committees and senior management.Maintain and enhance governance documents related to remediation program.Maintain and enhance data integrity related to regulatory commitments within the firm's GRC tool.Enhance Regulatory Awareness within the Firm:Collaborate with Regulatory Change Management Team to keep abreast of the changes in laws, rules and regulations.Lead the preparation of weekly Regulatory Highlights and various management level committee materials.#J-18808-Ljbffr

Created: 2025-03-05