Vice President, Capital Markets Regulatory Engagement ...

Vice President, Capital Markets Regulatory Engagement Officer About the Company Renowned commercial investment banking company with an international reach IndustryFinancial Services TypePublic Company Founded1812 Employees10,001+ Categories Wealth ManagementCredit CardsBankingFinancial ServicesBanking & MortgagesConsulting & Professional ServicesBrokerageBusinessCommon PurposeFinanceFinancial IngenuityFinancial ResponsibilityGlobal BankInvestingInvestment BankingResponsible FinanceGlobal BankingGlobal FinanceInvestment BankInsuranceAsset ManagementInvestment ManagementFinancial TransactionsInternational TradeCapital ManagementAssistance ServicesRisk AnalysisHome OwnershipLending ServicesFinancial TradingForeign TradeMobile CommunicationBlockchainRegulatory AffairsSustainabilityCorporate CitizenshipCredit Specialties bankingcommercial bankinginvestment bankingwealth managementcredit cardscapital marketsequity and fixed income researchconsumer lendingcash managementand transaction services Business Classifications B2BB2C About the Role The Company is seeking a Capital Markets Regulatory Engagement Officer to join its Global Regulatory Engagement team. The successful candidate will be responsible for supporting the execution of the Capital Markets Engagement Strategy, which involves leading and assisting in the management of regulatory activities such as examinations, continuous monitoring, and requests for information. This role requires a professional with a strong background in financial services, particularly in compliance, legal, or other control-related functions, and a deep understanding of the laws, rules, and regulations of various capital markets regulators. Key responsibilities for the Capital Markets Regulatory Engagement Officer include supporting the overall regulatory relationship coverage, providing oversight for regulatory activities, and serving as a central contact for both regulators and internal business and function teams. The role also involves coordinating and managing all events related to capital markets regulatory activities, building strong partnerships with internal stakeholders, and preparing reports and briefing materials for senior management. The ideal candidate should have excellent project management and organizational skills, be highly motivated, detail-oriented, and a proactive problem-solver, with the ability to work effectively in a fast-paced environment. Strong communication, interpersonal, and influencing skills are essential, as is the ability to interact with individuals at all levels of the organization. A Bachelor's degree is required, with an advanced degree being a plus, and a minimum of 6 years of relevant work experience in financial services. Hiring Manager TitleCapital Markets Regulatory Engagement Lead Travel PercentLess than 10% Functions Legal

Created: 2025-01-09