Investment Operations Associate

If interested, please contact Yuzo Shimura on LinkedIn at Robert HalfTitle:Investment Operations AssociateLocation:Walnut Creek, CA (In-office, non-remote position)Salary:$80,000 - $120,000 base + bonusAbout the Company:A well-established wealth management firm with over 30+ years of experience in delivering exceptional, client-focused financial services.Key Responsibilities:Conduct security analysis, asset allocation, trading, and performance reportingtracking.Manage client billing and reconciliation, as well as internal account setup and maintenance.Perform compliance-related and operations-related tasks and special projects, adhering to SEC requirements.Collaborate with the Director of Investment Management and Chief Compliance and Operating Officer on investment operations.Help ensure accuracy and efficiency in operational processes, striving for perfection in all tasks.Qualifications:Bachelor's degree in Business, Finance, Accounting, or a related field from an accredited university.Extremely detail-oriented and committed to following company policies and regulatory requirements.Series 65 license or equivalent (or willingness to obtain it within the first 6 months of employment).Experience in the financial services industry, particularly with account custodians such as Schwab or Fidelity.Proficiency in Microsoft 365 applications; knowledge of Dynamics 365, trading platforms (e.g., Tamarac), or project management tools (e.g., ClickUp) is a plus.Strong problem-solving skills, a positive demeanor, and a passion for learning new software and technologies.Unique Selling Points:Generous paid time off program, including vacation, sick leave, and holidays, as well as a daily wellness prehensive benefits package: 401(k) with guaranteed profit-sharing match (after 1 year), health, dental, and vision insurance, as well as long-term disability and life petitive compensation structure with a performance-based quarterly bonus and opportunities for career growth in a highly regarded investment firm.If interested, please contact Yuzo Shimura on LinkedIn at Robert Half

Created: 2025-02-24