Compliance Associate - Investment Management

Our client, a prominent investment manager, is looking to hire a Compliance Associate to assist on generalist compliance responsibilities ResponsibilitiesAssist in maintaining the Code of Ethics compliance program including transaction monitoring, political contributions and other required certifications Assist in maintaining compliance procedures and practicesRegulatory filings such as Form ADV and PFMaintenance on the expert network processSupport members of the legal andor compliance team on regulatory projectsProvide due diligence reviews on key transactionsRequirements2-6 years of compliance experience with a financial services firmBachelor's Degree

Created: 2025-02-21