Taylor Root | Counsel & Compliance Officer w/ Credit ...

Our client, a credit asset management firm in Los Angeles, is looking to add a Counsel & Compliance Officer to their in-house legal and compliance team. This position will join a lean team at a public credit, private credit, and structured corporate credit focused firm which has seen impressive growth, having ballooned from $3bn AUM to nearly $10bn AUM over the past approximately half decade.The Counsel & Compliance Officer will be responsible for a wide range of legal and compliance matters, with a 40%60% split between legal and compliance work. On the legal side, candidates will support with tasks including... deal closingsfund formationad-hoc legal tasks as needed The compliance function will include a wide range of responsibilities that fall under the umbrella of an RIA compliance program, including... Cyclical regulatory processesQuarterly filingsLogging outside business activitiesSocial media reviewReviewing marketing materials Understanding and enforcing compliance policies and proceduresThe ideal candidate is a 2-4 year attorney at a nationally recognized law firm with strong corporatecreditfundsinvestment managementfinance experience. Candidates should also possess a JD from a top ABA accredited law school.Please do not hesitate to apply for a confidential conversation about this opportunity and firm.

Created: 2025-01-01