Internal Audit Manager - Global Markets

A recognized financial services firm in New York City is actively seeking an experienced professional to join their Internal Audit Department as their new Internal Audit Manager. In this role, the Internal Audit Manager will be responsible for designing and supervising execution of internal audits of various complexities as well as participating as a team member on other audit engagements or projects. Responsibilities: The Internal Audit Manager will: Direct and supervise audit from inception to completion, including planning, testing, issue identification, workpaper review and reporting Manage the Audit teams to execute high quality reviews within a prescribed timeframe Provide support, coaching, and feedback to the Audit team which may include internal or co-sourced internal audit professionals Effectively communicate with stakeholder and Audit Senior Management to clearly articulate audit strategy, testing results and corrective measures Assist with the delivery and execution of IAD's broader audit plan and assurance responsibilities Participate in quarterly and annual continuous monitoring / risk assessment process to identify business trends and changes in the business risk profile Assist with special projects related to business process improvements or departmental strategic initiatives Track and validate closure of issues raised by the department and regulators Perform other duties, as needed Qualifications: 8+ years of experience in the Banking and/or Finance industry Bachelor's Degree in Finance and/or a related field Previous experience with a Financial Services and/or CPA firm Microsoft Excel proficient Solid analytical and research skills Great intepersonal skills Excellent communication skills (written and verbal) Strong attention to detail Highly organized Desired Skills: 6+ years of Internal or Externa Audit experience CPA and/or CIA Familiarity with Global Markets

Created: 2024-11-12