Legal & Compliance Analyst

Our client, a leading asset management firm with over $40B in AUM is seeking a Compliance Associate to join its rapidly growing credit platform. This role offers the chance to work within a well-established compliance team focused on investment advisor compliance for credit strategies, including BDCs.Position Overview:Perform compliance testing and quarterly reviews for credit platform, including BDC-focused activitiesCollaborate on regulatory filings and assist in preparing materials for the BDC's Board of Directors and Audit CommitteeSupport investment process compliance requirements, including AMLKYC for new investmentsFacilitate new employee onboarding and manage compliance documentation across the platformCoordinate conflict checks and handle additional compliance projects as neededQualifications:Bachelor's degree required; JD preferred3+ years of compliance experience within financial services; experience with credit and familiarity with the Investment Company Act is a plusStrong analytical, organizational, and communication skillsProficiency in Microsoft Office (Word, Excel, PowerPoint, Adobe)Highly organized with a strong attention to detail and ability to manage multiple projects simultaneouslyJob ID: 40825

Created: 2024-11-06