Senior Auditor - Market / Liquidity Risk

A bank in New York City is actively seeking an experienced and analytical professional to join their Market / Liquidity Risk team as a Senior Auditor. In this role, the Senior Auditor will execute audit work as assigned, including planning, testing, issue identification, and report writing. Responsibilities The Senior Auditor - Market / Liquidity Risk will: Effectively communicate with stakeholder and audit senior management to clearly articulate audit strategy, testing results, and corrective measures Assist with the delivery and execution of broader audit plan and assurance responsibilities Participate in quarterly and annual continuous monitoring / risk assessment process to identify business trends and changes in the business risk profile Assist with special projects related to business process improvements or departmental strategic initiatives Track and validate closure of issues raised by the department and regulators Develop, promote, and maintain a collaborative and strong working relationship with business heads, external auditors, and regulators Qualifications Bachelor's degree in Accounting, Finance, or related field 5+ years of internal audit or risk management experience in the banking and finance industry Working knowledge of risk topics and banking / capital markets products Understanding of applicable regulatory standards / guidance for a Bank Holding Company / Broker Dealers Understanding of audit techniques, internal controls, and workpaper standards Excellent communication, presentation, and professional skills Desired skills Subject matter expertise in market or liquidity risk

Created: 2024-11-05