Listed & COTC Derivatives - CFTC Client Segregation - ...

Job Description: Job Title Listed & COTC Derivatives - CFTC Client Segregation Corporate Title Assistant Vice President Location Chicago, IL or New York, NY Overview As an Assistant Vice President of the US Legal Entity Reporting, Supervision & Support Team within Group Chief Operating Office, you'll be an integral part of the Bank's regulatory reporting function. You will perform the daily Commodity Futures Trading Commission (CFTC) client segregation calculations to ensure accuracy, timeliness, and completion of regulatory Segregated/Secured/Cleared Swaps Customer reports. You will compile daily analytics for reporting to management. You will ensure proper compliance with existing rules and regulations as well as apply new regulations. Deutsche Bank is investing heavily in regulatory reporting, which means we are investing in you. What We Offer You A diverse and inclusive environment that embraces change, innovation, and collaboration A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days Employee Resource Groups support an inclusive workplace for everyone and promote community engagement Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits Educational resources, matching gift, and volunteer programs What You'll Do Perform the daily client segregation calculation to ensure accuracy, timeliness, and completion Aid in the preparation of Securities and Exchange Commission (SEC) rule 15c3-3 calculation Assist in month-end close process Liaise with Operational leads to ensure proper reconciliations are received for input into the computations and escalate when appropriate Ensure proper compliance with existing rules and regulations as well as apply new regulations Review existing/create enhanced control reporting metrics to identify potential areas requiring attention and/or remediation Skills You'll Need Relative securities/banking industry experience US CFTC client segregation regulation experience required US SEC client protection regulation experience beneficial Trade life cycle knowledge preferred (trade capture to books and records), inclusive of funding as well as segregation calculations Position will require liaising with other divisions (Finance, Compliance, Front Office, Legal, & Risk management) as required Skills That Will Help You Excel Ability to manage multiple tasks with competing deadlines and priorities Ability to work in a structured and organized manner and be a self-starter Experience with Service Risk Owner and independent auditors' examinations Excellent written, communication, and analytical skills Knowledge of stock record & broker/dealer accounting activity Expectations It is the Bank's expectation that employees hired into this role will work in the Chicago or New Yok office in accordance with the Bank's hybrid working model. Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion. The salary range for this position in Chicago, IL and New York, NY is $100,000 to $142,250. Actual salaries may be based on a number of factors including, but not limited to, a candidate's skill set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of renumeration. Deutsche Bank Benefits At Deutsche Bank, we recognize that our benefit programs have a profound impact on our colleagues. That's why we are focused on providing benefits and perks that enable our colleagues to live authentically and be their whole selves, at every stage of life. We provide access to physical, emotional, and financial wellness benefits that allow our colleagues to stay financially secure and strike balance between work and home. Click here to learn more! Learn more about your life at Deutsche Bank through the eyes of our current employees: The California Consumer Privacy Act outlines how companies can use personal information. If you are interested in receiving a copy of Deutsche Bank's California Privacy Notice please email . #LI-HYBRID We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively. Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group. We welcome applications from all people and promote a positive, fair and inclusive work environment. We are an Equal Opportunity Employer - Veterans/Disabled and other protected categories. Click these links to view the following notices: EEOC Know Your Rights; Employee Rights and Responsibilities under the Family and Medical Leave Act; Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision.

Created: 2024-11-05