Digital Advertising Compliance Analyst

About Futu US Inc. Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elevate the investment experience. Here's a closer look at our key entities: •Futu Clearing Inc.: An SEC registered FINRA member dedicated to delivering top-tier clearing and execution services globally. •Moomoo Financial Inc.: As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise. •Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer. For deeper insights into our entities and affiliates, explore or /us to discover the future of investing with confidence and innovation. About the role As a Digital Advertising Compliance Analyst, you'll be responsible for ensuring retail communications comply with applicable regulations and internal standards in a fast-paced, dynamic environment. This position will also have responsibilities associated with communication audit functions and in recommending enhancements to the overall workflows of the advertising submission process. Your expertise will be integral to providing compliance yet compelling communications with the public. What you'll do Review of retail communications against applicable laws, firm's policies as well as FINRA and SEC regulations Ability to provide clear and concise explanations for required changes to retail communications to the submitter Complete assignments within the service level agreement timeframes Serve as an analyst for social media surveillance Conduct post reviews of internal or external communications to identify potential red flags or risks to the firm Assist in the review and enhancements of departmental policies and procedures Participate in regulatory and internal exams as needed Assist in ad hoc tasks and/or projects upon request Qualifications Bachelor's degree preferred, or equivalent combination of education, training, and experience FINRA Series 7, 4 & 24 required 3-5 years of industry experience, preferably working in compliance within a broker-dealer with an emphasis on advertising/marketing compliance Must be fluent in English Willingness to travel overseas up to 3 times annually Experience with Red Oak and Smarsh is a plus Strong interpersonal and written communication skills Highly motivated with capability to work with minimum supervision Must be a team player, willing to collaborate Ability to prioritize and multitask effectively under pressure and excellent organizational and time management skills are essential What we offer Paid Medical Benefits 401k Employer Contribution Unlimited PTO Paid Holidays Salary Range $100,000 - $125,000 Annually Disclaimer The above information on this description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities, and qualifications required of employees assigned to this job. Futu Holdings Limited, including all subsidiaries, is an equal opportunity employer, and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, age, disability status, protected veteran status, or any other characteristic protected by law. Warning about fake job posts Please be aware of fraudulent job postings by persons not affiliated with Futu, Moomoo, or their affiliates. Criminals may use fraudulent job postings to obtain your personally identifiable information and/or financial information to steal your identity and/or money. All communications to you will come from a business email address. We do not hire through text message, social media, or email alone, and any interviews will be conducted in person or through a video call. We will not ask you for bank account information nor ask you to pay anything during the hiring process. If you see suspicious activity or believe that you have been the victim of a job posting scam, you should report it to your local FBI field office or to the FBI's Internet Crime Complaint Center.

Created: 2024-10-28