Senior Associate Internal Audit and Risk

Senior Associate - Internal Audit & Risk Key Responsibilities: Perform internal control assessments in compliance with Sarbanes-Oxley (SOX), collaborating with control owners across various business units and external auditors. Assist in planning and conducting internal audits, including tracking and testing areas that require remediation. Support risk assessments across diverse business processes within the organization. Contribute to the development of risk management and internal audit reports for executive and board-level presentations. Assist in managing the corporate insurance program, including policy procurement, review, claims management, and reporting to the Audit Committee. Oversee the issue escalation, resolution, and remediation process for SOX and internal audit assessments. Foster a strong risk and control culture across the organization by providing education, training, and support to staff. Qualifications and Experience: Bachelors degree in finance, accounting, or a related field preferred but not required. 4-6 years of experience in SOX, risk management, and/or internal audit, ideally within asset management or financial services. Familiarity with COSO principles, including internal control and enterprise risk management frameworks. Proven ability to design, implement, and manage project plans. Experience with governance, risk, and compliance (GRC) tools is a plus. Proficient in Microsoft Word, Excel, and PowerPoint.

Created: 2024-10-27