Chief Compliance Officer

BUY SIDE profiles only will work for this! Banking backgrounds will not be considered.This is an urgent hire, I am looking for someone to start this quarter!Base 250-300k, up to 500k total comp This is a small compliance team; candidates must come from smaller environments and have seen and done all compliance aspects.This can be either a DCCO or CCO hire!JD is a huge plus4 days in office Friday remote.10+ billion-dollar PEVC investment firm!The Chief Compliance Officer will develop, implement, and oversee the firm's compliance program. This role requires a deep understanding of the regulations affecting investment advisers, particularly the Investment Advisers Act of 1940, and the ability to navigate complex international regulations. The CCO will report directly to the CEO.Responsible for submitting SEC and other regulatory filings, including foreign ownership filings, FinCEN Beneficial Ownership Forms, Hart-Scott-Rodino, -depth knowledge of SEC regulations, the Investment Advisers Act, and international compliance standards, particularly in Europe and Asia.

Created: 2024-10-27