Compliance Manager

Compliance ManagerSalary: $140k-$150k + bonusLocation: Chicago, ILHybrid: 3 days onsite, 2 days remote*We are unable to provide sponsorship for this role*QualificationsBachelor's Degree7+ related experience with 3+ years in the financial services industryFamiliarity with internal controls within an organization.Experience in identifying process improvements.Experience in project planning and reporting results.Spreadsheet and documentation expertisePresentation experience (i.e. PowerPoint, Word, and Publisher)PreferredeGRC experience (specifically RSA Archer)SOC experience andor knowledge of COSO CPA, CIA, CISA or other related certificationResponsibilitiesOversee the facilitation of the management self-testing program, including drafting of test plans, launching campaigns, reviewing of results, and reporting on program.Oversee and advance the management self-testing quality assurance program. Facilitate, review and report on the company's attestation program.Oversee the Compliance automated testing activities and enhance the testing program to provide assurance and insight into the compliance-related activities of the organization.Design and perform tests of controls for design and operational effectiveness, as needed.Perform secondary review of compliance review checklist related to findings remediation efforts.Report on output of programs to stakeholders, senior management, and the board.Perform administrative supervisory activities including performance reviews, corrective action documentation, and other tasks as needed.

Created: 2024-10-27