Compliance - Registered Funds
ConsultNet - new york city, NY
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About the Role iCapital is looking to hire an Associate Contractor to join the Compliance team. The ideal candidate will help administer and enhance iCapital's Compliance program. This role will work closely with senior Compliance and Legal team members on a variety of compliance matters such as marketing materials review and registered funds compliance activities. Responsibilities Review registered fund new product marketing materials and private fund marketing materials for SEC and Client compliance. Review and organize registered fund client communications and quarterly reporting. Perform registered fund compliance testing and monitoring. Assist in maintaining and updating policies and procedures based on new registered fund regulatory developments. Assist with periodic 40Act filings and certifications. Qualifications 3-5 years of experience, preferably with both broker dealer and registered investment advisor experience Experience with alternative investments and understanding of compliance restrictions around private placements and registered products Experience with registered products and 40 Act compliance JD is a plus Strong communication and problem-solving skills Motivated to learn new topics and work in an evolving business environment Organized and detailed-oriented with big picture capability Proficient in Microsoft Excel and Word Welcome to ConsultNet and the family of companies, Tekne, SaltClick, TechBridge, and OmniMedia. As a premier national provider of technology talent and solutions, our expertise spans across project services, contract-to-hire, direct placement, and managed services both onshore and nearshore. Celebrating more than 25 years of partnership with a diverse client base, we've crafted rewarding opportunities for our consultants, fostering high-performing teams that deliver impactful results. Over the last few years thousands of consultants have found their calling with us in roles that have made a meaningful impact on their lives, enhanced their career, challenged them, and propelled them towards achieving their personal and professional goals. At the ConsultNet family of companies, we believe effective communication is crucial in aligning the right job with your unique skills and professional aspirations. To us, it's all about the personal approach we take and the values we uphold. Our comprehensive service offerings cover a wide range of technology positions across key markets nationwide. Client . We champion equality and inclusivity, proudly supporting an Equal Opportunity Employer policy. We welcome applicants regardless of Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other status protected by law.
Created: 2024-10-24