Senior Auditor - Model Risk

A financial services firm in New York City is currently seeking an experienced Auditor, with a Model Risk background, to join their Internal Auditor Department as a Senior Auditor. In this role, the Senior Auditor will be responsible for participating in the execution of model risk related internal audits of various complexities, executing audit work in accordance with IIA standards and IAD policies and procedures. Responsibilities: The Senior Auditor will: Direct and supervise audit from inception to completion including planning, testing, issue identification, workpaper review and reporting Manage audit teams to execute high quality reviews within a prescribed timeframe Effectively communicate with stakeholder and audit senior management to clearly articulate audit strategy, testing results and corrective measures Assist with the delivery and execution of IAD's broader audit plan and assurance responsibilities Participate in quarterly and annual continuous monitoring / risk assessment process to identify business trends and changes in the business risk profile Assist with special projects related to business process improvements or departmental strategic initiatives Track and validate closure of issues raised by the department and regulators Develop, promote and maintain a collaborative and strong working relationship with AD business heads, external auditors, and regulators Perform other duties, as nee Qualifications: 5+ years of Internal Audit experience in the Banking and/or Finance industry Bachelor's Degree in Accounting, Finance, and/or a related Quantitative field Working knowledge of Banking / Capital Markets products Solid understanding of applicable regulatory standards (including Model Risk (SR 11-7) Solid understanding of Audit techniques, Internal Controls, and workpaper standards Solid analytical, mathematical, and research skills Great interpersonal skills Excellent communication skills (written and verbal) Strong attention to detail Highly organized

Created: 2024-11-02