Surveillance Lead - Assistant Vice President
Robert Walters - jacksonville, FL
Apply NowJob Description
Job Title Surveillance LeadCorporate Title Assistant Vice PresidentLocation Jacksonville, FLOverviewThe External Monitoring Group (EMG) is an independent Level 1 control function performing trading surveillance across the Bank. Located within Financial Crime Risk Compliance Business Control Oversight - (FCRC-BCO), EMG is closely aligned with front office whilst maintaining segregation to perform a review and challenge control - reviewing the Account Activity Review (AAR) attestations and Expected Nature and Purpose of Relationship (ENPR) submissions performed by the Accountable Client Owners as well as Transaction Monitoring Alerts. This function needs to be performed in order to ensure the Bank meets its regulatory targets related to the Know Your Client (KYC) program and leverages an automated solution built to result in exceptions which then need to be investigated. As a professional contributor, you'll be working on an industry leading anomaly detection platform that uses innovative solutions involving Artificial Intelligence (AI) and Machine Learning (ML). You would leverage your strong product knowledge to conduct analysis of Corporate and Investment Bank product transactions, providing insights into trends and client behavior across all businesses and regions and would manage risk cases covering investigation and follow up within the defined timeframes to refine and improve Key Risk Indicators used in the platform (including definition and acceptance testing).What We Offer YouA diverse and inclusive environment that embraces change, innovation, and collaborationA hybrid working model, allowing for in-office work from home flexibility, generous vacation, personal and volunteer daysEmployee Resource Groups support an inclusive workplace for everyone and promote community engagementCompetitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefitsEducational resources, matching gift, and volunteer programsWhat You'll DoPerform investigations of alerts and review Business submissions and escalate to other control functions per defined processIdentify opportunities for improving data quality, reducing "˜noise' and false positives reported by the tooling in partnership with Technology teamsProcess ad-hoc support for requests from Business, KYC Ops or the Control functions for granular information and reports relating to Trading behavior activityLead global projects in the surveillance spaceSkills You'll NeedExtensive relevant experience in financial crime investigations, AML (Anti-Money Laundering), Transaction Monitoring, overseeing suspicious activity, having Investment Banking andor Corporate Banking product knowledgeHands-on experience in working in a core RTB environment handling high volumes and meeting aggressive deadlinesStrong risk management capabilities and excellent understanding of the controls relating to the complete trade life cycleSkills That Will Help You ExcelStrong collaboration skills, attention to details and pro-active ability to work on change programs (providing requirements, testing, being agile etc.)An ability to work independently to solve business problems, an inquisitive nature, a willingness to ask questions and challenge, ability to work in fast-paced environmentCollaborate with different teams and guide and mentor more junior team membersExpectationsIt is the Bank's expectation that employees hired into this role will work in the Jacksonville, FL office in accordance with the Bank's hybrid working model.The Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability andor religion.The salary range for this position in Jacksonville is $63,000 to $90,300. Actual salaries may be based on a number of factors including, but not limited to, a candidate's skill set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of remuneration.
Created: 2024-10-04