Our client, a global asset manager seeks a Compliance professional in a generalist role to add to its first in class program. Key responsibilities include:SEC Regulatory Filings, (Form ADV, PF,)Manage Code of Ethics ProcessAdminister the Firm's Personal Trading compliance policies (Prior experience with Sungard Protegent PTA would be a plus).Administer 206(4)-7 annual review processTrade Surveillance, Forensic TestingThe ideal candidate will have 3-5 years of direct investment management compliance experience at an SEC registered Investment Adviser, Hedge Fund, or Private Equity firm.Bachelors Degree