Vice President, Compliance Manager

Vice President, Compliance Manager About the Company Leading multi-national investment firm & asset management company IndustryFinancial Services TypePublic Company Founded1985 Employees1001-5000 Categories AdviceBusiness DevelopmentConsultingFinanceFinancial ServicesInvestment Management Business Classifications B2BMarketplace About the Role The Company is seeking a Compliance Manager, VP to join its Multi-Asset Investments team. The successful candidate will work closely with the Chief Compliance Officer to address a range of legal and compliance issues associated with various investment funds. Key responsibilities for this role include analyzing legal and regulatory changes, designing new policies and procedures, leading the regulatory change management process, conducting thorough reviews of fund documentation, managing the investor onboarding process for AML compliance, coordinating with the LP marketing review team, implementing NFA compliance policies, and supervising regulatory filings with multiple international bodies. The role also involves facilitating communication with fund directors, organizing board meetings, and supporting the implementation and maintenance of the firm's compliance programs. Applicants should have a minimum of 8 years of experience in a compliance role within a financial services firm, with a strong understanding of the Investment Advisers Act of 1940. The ideal candidate will possess strong analytical skills, experience in the development and oversight of compliance policies, and familiarity with global financial regulations such as the Dodd-Frank Act and AIFMD. Proficiency in compliance software and the ability to manage multiple projects effectively are essential. The role requires demonstrated leadership skills, the ability to engage with senior management and key stakeholders, and a commitment to promoting a culture of compliance within the organization. Hiring Manager TitleChief Compliance Officer Travel PercentLess than 10% Functions Finance

Created: 2025-01-30