Head of Broker Dealer Operations

Head of Broker Dealer Operations About the Company Accomplished financial institution IndustryFinancial Services TypePrivately Held About the Role The Head of Broker Dealer Operations will be responsible for creating and implementing the department's operational policies and procedures, as well as performing key middle office tasks to effectively streamline business activities and strengthen control frameworks. Travel PercentLess than 10% Functions FinanceOperations Known Requirements At least 10 years' experience in a financial institution, including at least 3 years in a management role requiredDemonstrated knowledge of global markets or prime brokerage requiredSolid familiarity with vendor systems like Client Impact, BPS, Bloomberg TOMS, and Client TRACE requiredExcellent communication and collaboration skills required

Created: 2025-01-30