Vice President, Compliance Counsel

Vice President, Compliance Counsel About the Company Premier banking institution IndustryBanking TypePrivately Held About the Role The Company is in need of a Compliance Counsel to take on a Vice President role. The successful candidate will be the key advisor on a wide range of corporate compliance matters, including risk assessment, new product approval processes, monitoring, testing, and training. This position requires managing the regulatory change process, providing guidance on conduct risk, and overseeing the firm's compliance program, with a focus on anti-bribery, anti-corruption, and various other compliance policies. The role also involves handling regulatory inquiries, managing examinations, and working closely with regulatory agencies. Applicants must have a JD from a top US law school, be admitted to the NY State Bar, and have 4-6 years of relevant experience, which can include a combination of law firm, in-house at a financial services institution, and/or regulatory agency work. The ideal candidate will have a strong background in corporate compliance, experience in financial services compliance and regulations, and a proven track record in writing and implementing compliance policies and procedures. The role demands a professional with excellent counseling and advisory skills, particularly in the context of business teams, and the ability to effectively manage internal investigations and reviews. Travel PercentLess than 10% Functions Legal

Created: 2024-11-13