Associate Financial Advisor

This is a summary outline of the responsibilities the Associate Financial Advisor initially requires. This description may be modified as necessary.We are an independent, relationship-focused financial planning firm providing comprehensive wealth management and retirement income planning for a diverse client base. Role DescriptionThe Associate Financial Advisor will be responsible for individual clients financial planning, retirement planning, investment management, and financial advisory services. Duties and responsibilities could *****Supporting the Senior Financial Advisors with analysis, client service and technical assistanceMeeting independently with clients to discuss their plan and investmentsAttending client meetings and taking extensive notes with the Senior Financial AdvisorsAnalyzing client information and preparing reports and presentationsEntering information into financial planning software and preparing draft plansAnalyzing asset allocation and generating rebalancing tradesResearching products, product pricing and contacting carriers for informationResearching investment managers and investment services and their pricingInterfacing with the broker-dealer or custodian to obtain information, account data and convey service requestsSetting up and retrieving reports in the portfolio management system Assisting in generating performance reports.QualificationsMinimum of 5 years experience in the financial services industryFINRA Series 7 and 66Bachelors degree in Finance, Economics, Business, or a related fieldFinancial Planning and Retirement Planning skillsFinance and Investment knowledgeExperience in providing Financial Advisory servicesStrong analytical and problem-solving skillsExcellent interpersonal and communication skillsAbility to work well in a team environment

Created: 2025-02-27