Trade Associate

The Trade Service Associate is a person who provides trade support and client care to our office. We are seeking a highly motivated and detail-oriented individual to support our financial advisory team. The ideal candidate will play a critical role in assisting with investment research, portfolio allocation, and trading activities. This position offers an opportunity to work closely with our financial advisor team, providing analytical support and ensuring the seamless execution of client strategies. Investment ResearchConduct detailed research on economic data and asset classes to support investment decisions.Analyze mutual funds, ETFs, bonds, and alternative investments to identify suitable options for client portfolios.Review investment summaries and recommendations for the financial advisory team.Portfolio AllocationAssist in developing and maintaining asset allocation models based on client goals, risk tolerance, and investment objectives.Monitor and rebalance client portfolios to align with target allocations and strategic adjustments.Collaborate with advisors to customize portfolio recommendations for individual client needs.TradingExecute trades across various asset classes, ensuring accuracy and compliance with client instructions and internal policies.Monitor trade settlements, resolve discrepancies, and ensure timely reporting.Stay updated on market activity, trading platforms, and regulatory changes that may impact trading operations.Run and review reports that help keep all day-to-day activity and trades on trackClient SupportManage the client relationship, including but not limited to: researching and responding to the client's needs and requests in a timely manner, and providing information within regulatory limits.Effectively communicate with financial advisor(s) on all client-related areas, concerns, and issues.Help Keep our CRM up to dateTakes ownership of and assists with all Systematic Distribution and Purchase Plans for ClientsAssist with incoming calls. *Qualifications and SkillsStrong knowledge of investment products, asset allocation principles, and financial marketsExcellent analytical, organizational, and communication skills.High level of accuracy, attention to detail, and ability to work under pressure.Certifications and Licenses:· Securities licensing required or willing to obtain in a timely manner. Eventually Obtaining - Series 7 and Insurance Licenses

Created: 2025-02-27