Compliance Manager

Compliance Manager (New York, NY): Our client, a private equity fund with successful fundraises and increased AUM over the past decade, has a need for a strong, insightful Compliance Manager to join their team in a #3 capacity. The Compliance Manager will work closely with the Deputy CCO and CCO to oversee the day-to-day compliance program. This is an exceptional opportunity for a strategic-thinking compliance professional who would like to segway their career into a pivotal role collaborating with leadership on compliance initiatives and driving the compliance program to be best in class.Key **Hiring manager is excited to onboard someone who is driven, strong at project management, and has a command of compliance programsFirm has a long track record and manages north of $40B in assets and a 20+ year history with a tremendous reputation in the industry High visibility generalist role working under two tremendous mentors in the compliance departmentCollaborative group of individuals across the organization where growth is promoted from within Prepare regulatory filings, administer the firm's compliance program, and oversee Code of Ethics Collaborate with the marketing and investor inquiries teams to respond to RFPs, DDQs and other communicationsDrive compliance initiatives across various areas of the program depending on regulatory trendsConduct compliance testing and update policies/procedures Create risk matrices to outline compliance initiatives Monitor the investment/research's team use of expert networksPartner with compliance consultants to conduct mock audits and heed advice on regulatory updates8-12+ years of experience in an investment advisor (private equity, private credit, hedge fund, etc.)Bachelors DegreeStrong command of full suite of compliance responsibilities with the ability to drive and lead projectsExcellent judgment and ability to communicate with all levels of professionalsProactive, driven and mentality of excellence ** $175-225K base; $250-350K+ all-in Job Reference #2964169

Created: 2025-02-26