Operations Associate

Job Title: Operations AssociateLocation (Hybrid): New York, NYJob Type: Full-timeCompensation: $70,000 - $82,000 base salary + discretionary bonusDescription:We are working with a leading international broker dealer firm looking for an Operations Associate. This individual will hit the ground running, working with direct trades and reporting directly to the head of operations, directly impacting firm-wide decisions.Responsibilities:Oversee the booking and allocation of client accounts through CTM/Fixed Allocation or manual processes for domestic and international trades involving deliveryOversee trade life cycles from initial booking to settlementPreserve all client static data for the global markets offered such as commission rates and standing settlement instructionsPerform reconciliations of 15a6 recorded tradesEnsure regulatory compliance while recording fixed income tradesFollow up with clients regarding buy-in charges, penalty claims, corporate adjustments, and pending USD cash paymentsQualifications:MUST have Series 7 OR Series 99MUST have experience working at a Broker Dealer1-3 years of operations or trade support experienceUnderstanding of financial marketsEquities experienceKnowledge of client trade support functionsAmazing verbal and written communication skills

Created: 2025-02-25