Attorney, Investment Funds & Private Capital

Job DescriptionThis is a rare opportunity to join a Vault20 law firm where partners genuinely care about your professional goals and personal aspirations. You'll have the opportunity to shape your career by working on projects that match your interests and collaborating with partners who support your development.This practice covers a wide range of registered investment company structures, including mutual funds, closed-end funds, business development companies, tender offer funds, interval funds, exchange-traded funds, unit investment trusts, and private investment vehiclesResponsibilitiesIn this role, you will provide counsel to investment advisers and broker-dealers on various issues affecting these businesses from an asset management standpoint. You'll focus on the formation of investment vehicles and addressing the unique legal challenges within the investment management industry.Advise clients on matters related to registered investment companies including, ETFs, mutual funds, interval funds, and tender offer fundsAdvise clients on compliance with securities lawsDraft documents including shareholder reports, prospectuses, and statements of additional informationPrepare SEC filings for fund clientsAssist with matters related to 15(c) advisory contract processCompile fund board meeting materials, including memoranda and board resolutionsAttend fund board meetings; take board meeting minutesPrepare registration statements on Form N-14 for fund reorganizations and private fund formation materialsDraft due diligence memoranda in mergers and acquisitions transactionsRequirements3+ years of experience practicing within private credit and/or investment funds at a major law firmMust be licensed to practice in New York StateCompensation Base salary: $260,000 - 390,000

Created: 2025-03-03