Regulatory Specialist

Title: Middle Office Trade Operations AnalystLocation: Denver, CODuration: 22 months with possibility of extensionResponsibilities: The Middle Office team manages key operational processes across the trade lifecycle including: Trade Capture, Matching, Settlement, Accounting Integration, Pricing and Corporate Action processing. A Middle Office Analyst will primarily be responsible for supporting daily client trade activity across a wide range of asset types including listed equities, fixed income, and derivative instruments. Key responsibilities may consist of:Perform time-critical functions daily, which require gathering and verifying information from various sources in a fast-paced and high-volume environment.Ensure daily reporting provided to relevant Oversight teams accurately reflects trade data and provides sufficient commentary.Work closely with multiple external and internal parties to identify and resolve transaction discrepancies, including unmatched and failed trades, pricing discrepancies, dividend/coupon variation, foreign exchange and derivatives contracts, account overdrafts, and bank wires.Perform monthly, quarterly, annual, and ad hoc reporting for internal and external clients. Assist clients with any follow-up questions that may arise.Research and resolve a variety of issues that may be complex in nature.Ongoing review of existing processes to identify potential improvements to create new efficiencies and increase quality and controls.Work on holidays may be required.Minimum Required QualificationsBachelor's degree in accounting/finance or equivalent experience1 - 3 years related financial industry experienceDemonstrated ability to solve complex problems and drive solutionsStrong interest and willingness to learn in the financial services industryExcellent verbal and written communication skillsTrack record of attention to detail and accuracyAbility to identify and prioritize tasks appropriately

Created: 2025-02-14