Compliance Manager

Our client is an asset management firm. They seek a Compliance Manager to join their Greenwich, CT office.ResponsibilitiesManage the implementation and management of regulatory requirementsOversee regulatory filings, including ad hoc filings and periodic SEC filingsComplete ongoing testing of various internal policies and proceduresPrepare and review materials for the annual compliance reviewDraft compliance reports for multiple meetings, including the board of directorsWork with service providers, including transfer agents and fund accountantsRequirements7+ years of regulatory compliance experienceStrong knowledge of credit marketsUnderstanding of Federal Securities LawsOrganized with a keen attention to detailAble to understand complex issuesStrong written and verbal communication skillsAdvanced Excel SkillsJobID: 17056

Created: 2025-02-04