Director of AML Compliance

ResponsibilitiesManage and lead engagements related to transaction monitoring, including policy and procedure development; process improvement; support transaction monitoring system implementation; and rule tuning (e.g., user acceptance testing, above-the-line/below-the-line testing support)Manage transaction monitoring team responsibilities in a team lead capacity including:Guide transaction monitoring analyst/associate-level reviewersProvide periodic reporting and escalations to management, including maintaining trackers of team productivity, quality results, and necessary escalationsOversee alert and case investigation production quality, including performing sample-based quality control (QC) and quality assurance (QA) reviewsMaster production quality on alert and case reviews in high-volume scenarios (e.g., remediation of backlogs, lookback reviews, process optimization)Develop and coach on strong transaction monitoring narratives for alert dispositions and case investigationsPrepare and review transaction monitoring case investigations and case memorandaEnsure completion of tasks/casework assigned to the engagement teamProvide guidance and training to team members on skills related to client matters/engagementsManage engagements to meet deadlines and commit to delivering quality work products on time and on budgetMaintain education and knowledge for BSA, AML/KYC/OFAC, and PATRIOT Act regulationsEnsure team meets clearly defined productivity and quality assurance standardsOther duties as assigned

Created: 2025-01-29