Compliance Monitoring & Testing AVP

Top-Tier Bank in Midtown, Manhattan is seeing a Compliance Monitoring & Testing Specialist for a full-time position!Responsibilities:Conduct ongoing monitoring and testing to ensure the effective execution and sustainability of bank's adherence to all regulatory requirements (excluding Financial Crimes Compliance) and escalate any issues of non-complianceEnsure written monitoring and testing results are thoroughly documented, clearly understood, and escalated appropriately Monitor and test regulatory and internal requirement related controls in business level procedures or policies and identify control deficienciesDevelop reports of regulatory and internal requirement control deficiencies including documentation of findings and tracking remediation objectivesParticipate in planning, execution, and reporting of compliance assurance reviews and compliance and regulatory issue validationStay up to date on federal and state compliance updates Qualifications:Bachelor's Degree3+ years in a compliance testing and monitoring position, with a focus on non financial crimes compliance.

Created: 2025-01-28