Swap Dealer Monitoring & Testing Consultant

Rate: $70/hourOnsite 1 day per week in HobokenServes as the examiner-in-charge responsible for all facets of compliance M&T engagements.Assisting the development and refinement of M&T monitoring scripts.Prepares information requests and announcement memoranda.Performs assigned field work to validate the efficacy of internal controls and direct oversight of assigned staff and their assignments.Performs Control Design Effectiveness analysis and review of the applicable rules and regulations.Ensures that cohesive work papers are prepared for each engagement in accordance with department standards.Identifies underlying issues and escalation / validation thereof with stakeholders.Drafts issue memoranda and reports for issuance to management.Assists in the registration and tracking of identified issues and corrective action plans to validate remediation efforts.

Created: 2025-01-16