Securities Counsel
Larson Maddox - Chicago, IL
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Job ResponsibilitiesEnsure compliance with securities laws, rules and regulations.Review and draft necessary sections of Forms 10-Q, 10-K, Regulation SD, registration statements, proxy statements and related filings; assist in preparing and reviewing Form 8-Ks.Review and provide guidance on Section 16 filings, including Form 144s.Analyze trends and best practices on securities and corporate governance matters, including environmental, social and governance (ESG) developments.Collaborate with investor relations and external reporting to prepare and review financial disclosures, earnings releases and scripts to ensure accuracy and transparency.Stay up-to-date with evolving securities laws and regulations and provide guidance to internal partners on compliance and disclosure matters.Assist in the preparation of the annual proxy statement and in preparing for and conducting annual shareholder meetings.Review and draft various corporate resolutions and other related documents.Maintain and update governance policies and practices, as appropriate.Review and advise on various communications materials.Oversight of corporate books.Provide legal support and guidance to Tax and Treasury, including capital markets transactions, re-financings, share repurchase programs, ISDAs and tax-related intercompany restructurings.Manage legal diligence in relation to various projects.RequirementsJ.D. from an ABA-accredited law school and admission to practice law in the state where you reside.8+ years of legal experience spent directly on securities, corporate governance and corporate finance matters at a law firm or public corporation.Deep familiarity and experience with SEC/NYSE rules and filings.
Created: 2025-01-15