Compliance Associate

Title: Compliance AssociateFirm: $10B+ private equity firmLocation: New York,NYJob Overview: Our client, a leading private equity firm with over $10B+ in AUM, is seeking a dedicated Compliance Associate to join their team. This hire will assist with all matters of regulation and compliance at the firm and directly reports to the Chief Compliance Officer.Highlights: Newly created opportunity to work as a compliance generalist due to high firm performance and company growth Firm is committed to responsible investing, which reflects its dedication to ethical business practices and positive societal impactOpportunity to be a part of formal learning programs, including a firm "university", which brings together a diverse community to cultivate growth, share best practices, and expand skill sets on an ongoing basis Hybrid work schedule, excellent benefits/perks, and competitive compensation ResponsibilitiesDevelop, review and update compliance policies required under Investment Advisors Act of 1940.Monitor and test policies and procedures.Assist with ADV and Form PF filings.Help to develop compliance risk management frameworks and conduct annual reviews and risk assessments, including diligence to assess adequacy of internal controls.Prepare and conduct compliance training for firm and portfolio companies.Work and coordinate with other firm groups, including with HR on matters relating to compliance needs for onboarding new employees and ongoing compliance-related training and IT on privacy matters and cyber security.Maintain and monitor policies (and related software) relating to compliance with gift policy, trading, AML and KYC and political contributionRequirementsBachelor's degree and 2-4 years of compliance or related work experience, preferably in the investment management spaceExcellent interpersonal and collaborative skills necessary to engage effectively with colleagues globallyAbility to work in a fast paced, collaborative, team environmentCapability to multi-task and adhere to deadlinesAbility to successfully interact with various levels of management both internal and external to the firmStrong work ethic and organizational skillsHigh degree of integrity and discretion when handling confidential material

Created: 2025-01-14