40 Act Attorney - Premier Asset Manager

A Premier Asset Manager handling more than $15Billion in AUM is seeking to bring on an experienced 40 Act Attorney to join their dynamic team. The ideal candidate has significant experience with the Investment Company Act of 1940, fund documentation structuring, and a variety of other applicable compliance and regulatory matters.Key Responsibilities:Draft, and negotiate registration statements for a variety of product launches in relation to fund registration documentsWork closely with several business lines on registration statement amendments, supplements, proxy statements, and listing applicationsMitigate interactions between regulatory agencies and other compliance organizationsRequirements:Juris Doctor (JD) from an Accredited Law School3+ years of experience working with the Investment Company Act of 1940Strong understanding of a variety of related Securities ActsAbility to draft, and negotiate applicable closed-end fund documents, mutual fund documentsUnderstanding of ETF's preferred If you or anyone you know is at all interested, please apply directly or reach out

Created: 2025-01-14