Compliance Officer

We are currently partnered with a leading Private Equity Firm seeking a detail-oriented Compliance Generalist to join their dynamic team.Compliance Officer Key Responsibilities:Conduct comprehensive reviews of marketing materials to ensure compliance with regulatory requirements and internal policies.Assist in the preparation and submission of regulatory filings, ensuring accuracy and timeliness.Support the development, implementation, and maintenance of the firm's Code of Ethics, ensuring adherence across all levels.Perform compliance testing to identify potential risks and areas for improvement.Collaborate with various teams to provide guidance on compliance-related issues and best practices.Monitor changes in regulations and industry standards, recommending adjustments to internal policies as necessary.Prepare reports and presentations for senior management regarding compliance findings and recommendations.Compliance Officer Qualifications:Bachelor's degree in Finance, Business, Law, or a related field.3+ years of experience in compliance, risk management, or a similar role within the financial services industry.Strong knowledge of regulatory requirements affecting private equity firms.Excellent analytical and problem-solving skills.Compliance Officer Benefits:Competitive salary and performance-based bonuses.Comprehensive benefits package.Opportunities for professional development and career advancement.A collaborative and inclusive work environment.

Created: 2024-11-09