VP Compliance Officer - Compliance Governance and ...
Groupe Crédit Agricole - New York City, NY
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SummaryReporting to CACIB US Compliance's Head of Governance and Ethics, the Compliance Officer will be in charge of implementing & maintaining CACIB US Compliance Governance Framework; acting as Secretary of the committees managed by CACIB US Compliance department and performing 2nd line of defense controls.Key ResponsibilitiesGeneral Secretary (schedule & take the minutes) of the Committees managed by CACIB US ComplianceUS Compliance Management CommitteeUS Complex Transaction CommitteeUS New Activity Product CommitteeUS Disciplinary CommitteeAmericas Data Protection CouncilOther as neededConsolidate CPL opinion on the New Activity Product (NAP)Maintain & update on a periodical basis following governance documentsCompliance US framework documentCompliance US owned chartersCompliance US Controls InventoryCompliance US owned Policies & Procedures inventoryCompliance US organization chartPerform follow-up actions plans related to:CACIB US Compliance CommitteesNAPPerform Compliance controls as defined by Head Office and/or locallyOtherAssist the CACIB Compliance Management on the implementation of existing and/or new initiatives (Data Protection Organization, Ethics & Conducts program, etc.)Any other assignment defined as a priority by CACIB Compliance ManagementQualifications/Education Required:College DegreeExperience Required:5 - 10 years Competencies Required:Analytical skillsKnowledge on Compliance division mission statement and bank regulatory framework is a plusSkills & Knowledge Requirements:Use of Word & PowerpointData aggregation tools, data visualization tools (PowerBI)Highly organizedWritten skillsProject management skillsCommunication skills
Created: 2024-10-09