Audit Consultant

Job DescriptionWe are looking for an internal audit consultant for a financial services firm in NYC.CPA license required. Series 7 is a plus.The Internal Audit consultant is responsible for independent, objective assurance, and consulting activity designed to improve operations by evaluating and improving the effectiveness of risk management, control, and governanceprocesses. Also includes special and strategic business reviews. Specializes in reviewing the organization's IT, financialand operational processes to ensure compliance and best practices.Key Responsibilities include:•Coordinate with the Head of Internal Audit to work with KPMG, Head Office team on 2024 financial statement auditpreparation;•Co-work with the internal audit projects of 2024 and 2025;•Co-work with the regulator examination;•Co-work with the SEC remediation plan execution;•Co-work with the day-to day Broadridge running review and internal control;•Co-work with the routine internal audit affairs.JOB REQUIREMENTS: •The ability to operate basic computer functions is essential.•Extensive knowledge of the business policies, procedures and operation of the company.•Excellent interpersonal skills, strong communication skills (both written and oral) and presentation skillsthat help facilitate interactions with business partners.EXPERIENCE:Bachelor degree is required. Over 3 years of experience in audit services.

Created: 2025-01-10