Regulatory Business Analyst - FinTech - NYC

Regulatory Business Analyst - Broker Dealer Services - NYCWe are thrilled to announce a unique career opportunity for an experienced Regulatory Business Analyst in the vibrant heart of New York City. This role is situated with one of our clients in their Broker Dealer Services team, a group renowned for its dynamic approach and innovative solutions in the investment banking sector. As a key member of this team, you will be instrumental in sculpting and maintaining sophisticated regulatory frameworks that span multiple jurisdictions, effectively serving a diverse clientele ranging from burgeoning startups to well-established financial institutions.Key Responsibilities:Conduct thorough analyses of evolving regulatory requirements and lead the seamless integration of these changes into effective, practical solutions that enhance our operational efficiency and compliance.Develop comprehensive solution specifications by producing detailed business requirements documentation for our development teams. This documentation will serve as a blueprint guiding the development of software solutions that are robust, compliant, and tailored to meet the specific needs of our clients.Employ reverse engineering techniques on existing systems to ensure their accuracy and functionality. Through this meticulous process, identify opportunities for innovation, aiming to streamline processes and increase the system's overall efficiency and reliability.Proactively monitor and interpret updates in financial regulations, ensuring that all implemented solutions are fully compliant with current laws and standards. This includes staying ahead of potential regulatory changes and preparing preemptive updates to our systems and practices.By joining our team, you will be at the forefront of addressing some of the most challenging and impactful issues in the financial regulatory space today. Your work will directly contribute to the integrity and success of our operations, impacting a broad spectrum of clients within the investment banking community.Experience:At least 6 years combined of regulatory reporting experience and business or regulatory change analystExperience in reviewing regulations and translating the requirements into functional specificationsbusiness requirement documents (BRDs)Good understanding of key financial products, particularly equity based, fixed income and derivative instrumentsStrong communication skills and ability to work with a team in a dynamic environment - especially key is working and communicating with more technically-inclined colleaguesHighly organized and methodical approach to analysisGoal driven and self-motivated attitudeAbility to work under pressure and meet deadlinesIt would be great if you havePrevious experience working in Financial responsibility rules of Broker-Dealers, Swap Dealers and FCMs. Financial Reporting is a plusWorking knowledge of regulations such as Rules 15c3-3 and 15c3-1Experience as a Regulatory AnalystEOE Statement: Specialist Staffing Group is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status. To find out more about Huxley, please visit

Created: 2025-02-23