Compliance Quality Assurance Lead

The purpose of this position is to support Meta FinTech Compliance (MFTC) with the quality assurance of complex investigations performed by the Second Line of Defense. We are seeking a motivated, highly organized, detail-oriented candidate with experience in financial crimes compliance investigations. The candidate will have experience performing quality review of compliance investigations and building and maintaining relationships across a wide range of Financial Intelligence Unit stakeholders. This individual will provide guidance on various components of the operational work output to ensure compliance investigations are being conducted in an efficient manner with adherence to policies, procedures, and regulatory pliance Quality Assurance Lead ResponsibilitiesBuild and integrate a second line of defense quality assurance review framework on the investigations completed by the Financial Intelligence Unit (FIU) teams across Transaction Monitoring (TM), Know Your Customer (KYC), and Sanctions Screening (SNSP) programsConduct quality review on the accuracy and completeness of investigation documentation produced by the FIU teams across TM, KYC, and Sanctions ScreeningValidate that appropriate determinations were made, including completed Suspicious Activity Reports (SARs), Suspicious Transaction Reports (STRs), No-SAR investigations, onboarded and offboarded customers, and Sanctions matches and dismissalsEnsure efficient and effective risk and compliance management practices are adhered to by the FIU teams across TM, KYC, and SNSTimely prepare and present management reports on quality trends and insights, including repeated patterns, coaching opportunities and metrics to QA management and FIU team leadsApply analytic techniques to second line of defense complex cases to make logical and supported recommendationsAssist in training team members on Quality Assurance practices and regulatory requirements related to alerts, SARs, and Sanctions matchesCollaborate with cross functional teams to recommend and support enhancements to quality review tooling, optimizing processes and investigation protocolsAssist in expanding the Second Line of Defense Quality Assurance programMinimum Qualifications3+ years of experience in a compliance program at a financial institution, MSB, or Financial TechnologyExperience understanding of industry standards as it relates to QA and knowledge of laws and regulations relating to money laundering including the BSA, PATRIOT Act, FinCEN SAR filing requirements, KYC, SAR, and STR3+ years of experience conducting financial crime investigations, including SAR filing responsibilities, with proven record of high productivity and quality3+ years of experience in AML-related quality assurance and training programsProven track record in performing quality review roles at a high levelOrganizational and time management skills, with experience prioritizing tasks and managing multiple projects simultaneouslyExperience in industry standards as it relates to QA and knowledge of laws and regulations relating to money laundering including the BSA, PATRIOT Act, FinCEN SAR filing requirements, KYC, SAR, and STRPreferred QualificationsExperience with Sanctions Screening investigations and Sanctions Screening-related quality assurance and training programsContent creation and presentation skills, including building and delivering quality assurance summaries to management and leadershipExperience influencing key stakeholders through well-articulated strategies and benefit value statementsCAMS and CFE designationsFor those who live in or expect to work from California if hired for this position, please click here for additional information. About MetaMeta builds technologies that help people connect, find communities, and grow businesses. When Facebook launched in 2004, it changed the way people connect. Apps like Messenger, Instagram and WhatsApp further empowered billions around the world. Now, Meta is moving beyond 2D screens toward immersive experiences like augmented and virtual reality to help build the next evolution in social technology. People who choose to build their careers by building with us at Meta help shape a future that will take us beyond what digital connection makes possible today-beyond the constraints of screens, the limits of distance, and even the rules of physics. $116,000year to $168,000year + bonus + equity + benefitsIndividual compensation is determined by skills, qualifications, experience, and location. Compensation details listed in this posting reflect the base hourly rate, monthly rate, or annual salary only, and do not include bonus, equity or sales incentives, if applicable. In addition to base compensation, Meta offers benefits. Learn more about benefits at Meta. Equal Employment Opportunity and Affirmative Action Meta is proud to be an Equal Employment Opportunity and Affirmative Action employer. We do not discriminate based upon race, religion, color, national origin, sex (including pregnancy, childbirth, reproductive health decisions, or related medical conditions), sexual orientation, gender identity, gender expression, age, status as a protected veteran, status as an individual with a disability, genetic information, political views or activity, or other applicable legally protected characteristics. You may view our Equal Employment Opportunity notice here . Meta is committed to providing reasonable accommodations for qualified individuals with disabilities and disabled veterans in our job application procedures. If you need assistance or an accommodation due to a disability, fill out the Accommodations request form .

Created: 2025-02-16